Case Studies Objection to Processing
Processing that is necessary for the purpose of performance of a contract
This complainant was involved in an incident in a carpark of a building in which they worked. A complaint was made by the manager of the car park to the complainant’s employer and images from the CCTV footage of the incident were subsequently obtained by the complainant’s employer. Disciplinary proceedings were then taken against the complainant arising out of the car park incident. The complainant’s manager and other colleagues of the complainant viewed the CCTV stills in the context of the disciplinary proceedings.
The complainant’s employer was the data controller in relation to the complaint, because it controlled the contents and use of the complainant’s personal data for the purposes of managing the complainant’s employment and conducting the disciplinary proceedings. The data in question consisted of images of the complainant and was personal data because it related to the complainant as an individual and the complainant was identifiable from it.
In response to the complaint, the data controller maintained that it had a lawful basis for processing the complainant’s personal data under the legislation because the CCTV images were used to enforce the employee code of conduct, which formed part of the complainant’s contract of employment. It also stated that, because of the serious nature of the incident involving the complainant, it was necessary for the data controller to investigate the incident in accordance with the company disciplinary policy, which was referred to in the complainant’s employment contract. The data controller also argued that the CCTV stills were limited to the incident in question and that only a limited number of personnel involved in the disciplinary process viewed them.
The DPC noted that data protection legislation permits the processing of a person’s personal data where the processing is necessary for the performance of a contract to which the data subject (the person whose personal data is being processed) is a party. The DPC noted the data controller here sought to argue that the use of the CCTV images was necessary for the performance of the complainant’s employment contract. However, the DPC was of the view that it was not ‘necessary’ for the data controller to process the complainant’s personal data contained in the CCTV images to perform that contract. For this argument to succeed, the data controller would have had to show that it could not have performed the complainant’s employment contract without processing the complainant’s personal data. As the data controller had failed to satisfy the DPC that this was the case, the data controller was judged to have infringed the data protection legislation.
The DPC also noted that, in addition to the requirement to have a lawful basis for processing, there are also certain legal principles that a data controller must comply with, when processing personal data. It highlighted that the processing must be adequate, relevant and limited to what is necessary in relation to the purposes for which the data is processed. The DPC noted the data controller’s argument that the CCTV stills were limited to the incident in question and that only a limited number of personnel involved in the disciplinary process viewed the stills.
However, the DPC was of the view that the data controller had failed to show why it was necessary to use the CCTV images. On this basis, there had been a further infringement of the legislation by the data controller.